SEC attorneys now need permission from politically appointed leadership before launching probes, potentially slowing ...

NEW YORK, NY / ACCESS Newswire / February 2, 2025 / If you suffered a loss on your Regeneron Pharmaceuticals, Inc. (NASDAQ:REGN) investment and ...

On January 14, 2025, the U.S. Securities and Exchange Commission (the “SEC”) sued Elon Musk over his 2022 acquisition of Twitter, Inc. stock ...

The Texas Stock Exchange announced Friday it has filed Form 1 with the U.S. Securities and Exchange Commission, the first ...

Whistleblower confidentiality is a cornerstone of the SEC whistleblower program . Permitting whistleblowers to report ...

On January 29, 2025, the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (together, the ...

Heidrick & Struggles International Inc. (NASDAQ:HSII), a global executive search and leadership advisory firm, disclosed in a recent SEC filing that Chief Human Resources Officer Sarah Payne will ...

Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.

THE LAWSUIT: A class action securities lawsuit was filed against Symbotic Inc. that seeks to recover losses of shareholders who were adversely affected by alleged securities fraud between February 8, ...

Nasdaq and Canary Capital Group submitted new filings to the US Securities and Exchange Commission this week that are key to gaining the regulator’s approval for a spot Litecoin ETF. A so-called ...